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Kathleen Eastwick

39 Years of Experience
West Palm Beach, FL
Broker

Kathleen Eastwick is a registered investment advisor at UBS Financial Services INC., based in West Palm Beach, FL, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

525 Okeechobee Blvd, Suite 1500, West Palm Beach, FL, 33401

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
UBS Financial Services INC.
December 2008 - Present · 17 yrs 5 mos
UBS Financial Services INC.Broker
November 2008 - Present · 17 yrs 6 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - November 2008 · 1 yr 7 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - November 2008 · 1 yr 7 mos
Morgan Stanley Dw INC.Broker
February 2002 - April 2007 · 5 yrs 2 mos
Morgan Stanley
February 2002 - April 2007 · 5 yrs 2 mos
Gotham Lawrence CorporationBroker
December 1999 - November 2001 · 1 yr 11 mos
Barber & Bronson IncorporatedBroker
November 1996 - January 1998 · 1 yr 2 mos
Barber & Bronson IncorporatedBroker
March 1992 - December 1994 · 2 yrs 9 mos
Prudential-Bache Securities INC.Broker
September 1981 - November 1990 · 9 yrs 2 mos
State Registrations7 states
CTFLIAMINJNYSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kathleen Eastwick - Financial Advisor | TrueAdvisor