Charles Locy
Charles Locy is a registered investment advisor at MML Investors Services, LLC, based in Cincinnati, OH, with 44 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
3825 Edwards Road, Suite 210, Cincinnati, OH, 45209
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2009Other Business ActivitiesSells Insurance
Charles is an agent and owner of Mature Strategies, LLC, dealing with life, health, Medicare, Medicaid, and disabled veterans benefits. He also authors content for Mature Strategies, LLC, dedicating minimal time to these activities.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
MML Investors Services, LLC
Previous Registrations
AXA Advisors, LLC
AXA Advisors, LLC
AXA Advisors, LLCBroker
New England Securities Corporation
New England SecuritiesBroker
New England SecuritiesBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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