SS
CFP
SS
CFP

Susan Sparr

44 Years of Experience
Cincinnati, OH
1 DisclosureBrokerSells Insurance

Susan Sparr is a CFP-designated registered investment advisor at MML Investors Services, LLC, based in Cincinnati, OH, with 44 years of industry experience. Susan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5077 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Cincinnati, OH

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2006
Settled
Other Business ActivitiesSells Insurance

Susan owns a simple rental property since 2018. She also sells life insurance, fixed annuities, long-term care (LTC), and disability insurance (DI), dedicating a few hours per week to this activity.

Employment History
Current Registrations
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Msi Financial Services, INC.
December 2005 - March 2017 · 11 yrs 3 mos
Msi Financial Services, INC.Broker
December 2005 - March 2017 · 11 yrs 3 mos
Metropolitan Life Insurance CompanyBroker
December 2005 - July 2007 · 1 yr 7 mos
Citistreet Financial Services LLC
January 2000 - January 2006 · 6 yrs
Citistreet Equities LLCBroker
March 1982 - January 2006 · 23 yrs 10 mos
State Registrations8 states
COFLINKYMIOHPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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