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Henry Shores

Wells Fargo Advisors
45 Years of Experience
Richmond, VA
2 DisclosuresBroker
View SEC Summary
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Henry Shores is a registered investment advisor at Wells Fargo Advisors, based in Richmond, VA, with 45 years of industry experience. Henry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

1021 E Cary St 22nd Fl, James Center Ii, Richmond, VA, 23219

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 1998
Closed-No Action
Customer Dispute
January 1998
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
July 2024 - Present · 2 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
July 2024 - Present · 2 yrs 3 mos
Previous Registrations
Ameriprise Financial Services, LLC
April 2015 - July 2024 · 9 yrs 3 mos
Ameriprise Financial Services, LLCBroker
April 2015 - July 2024 · 9 yrs 3 mos
Wells Fargo Advisors, LLC
July 2004 - May 2015 · 10 yrs 10 mos
Wells Fargo Advisors, LLCBroker
October 1999 - May 2015 · 15 yrs 7 mos
First Union Capital Markets CORP.Broker
March 1998 - October 1999 · 1 yr 7 mos
Prudential Securities IncorporatedBroker
February 1995 - March 1998 · 3 yrs 1 mo
Smith Barney INC.Broker
July 1993 - March 1995 · 1 yr 8 mos
Lehman Brothers INC.Broker
April 1988 - July 1993 · 5 yrs 3 mos
Painewebber IncorporatedBroker
September 1981 - May 1988 · 6 yrs 8 mos
State Registrations20 states
AZCACODCFLGAIDILKYMDMNMONCNYOHPASCTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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