Ronald Allen is a CFP-designated registered investment advisor at LPL Financial LLC, based in Mobile, AL, with 44 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Mobile, AL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Horace owns Cherry Pointe Properties LLC, a real estate business, and dedicates minimal time to it. He also works as an insurance agent selling term and whole life insurance products and is the sole manager of 251 Capital LLC, a real estate investing company, dedicating minimal time to each.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cadaret Grant & CO INC
Bts Asset Management, INC.
Cadaret, Grant & CO., INC.Broker
Pebsco Securities CORP.Broker
Mutual Benefit Financial Service CompanyBroker
Integrated Resources Equity CorporationBroker
Wzw Financial Services, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.