Donald Connick is a registered investment advisor at LPL Financial LLC, based in Mobile, AL, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3601 Spring Hill Business Pk, Ste 102-A, Mobile, AL, 36608
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Regulatory History (1)
Customer Dispute
July 2009Other Business Activities
Donald operates his LPL business through First Financial Group of the South, Inc., dedicating full-time hours to this endeavor. He also jointly owns rental real estate property, requiring minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Osaic Fa, INC.
Osaic Fa, INC.Broker
Cetera Investment Services LLCBroker
Cetera Investment Advisers LLC
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Compass Brokerage, INC.
Bbva Compass Investment Solutions, INCBroker
Primevest Financial Services, INC.
Primevest Financial Services, INC.Broker
RBC Capital Markets Corporation
RBC Capital Markets CorporationBroker
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
Amsouth Investment Management Company LLC
Amsouth Investment Services, INC.Broker
Southtrust Securities, LLCBroker
Amsouth Investment Management Company LLC
Amsouth Investment Services, INC.
Amsouth Investment Services, INC.Broker
Invest Financial CorporationBroker
Dean Witter Reynolds INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.