CL
CL

Christopher Laubach

44 Years of Experience
Glendora, CA
1 DisclosureBrokerSells Insurance

Christopher Laubach is a registered investment advisor at Ameriprise Financial Services, LLC, based in Glendora, CA, with 44 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

Loading...

Location

2220 East Route 66, Suite 150, Glendora, CA, 91740

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2015
Denied
Other Business ActivitiesSells Insurance

Christopher is an independent insurance broker since 2021, selling index annuities through Midland National Life, and a Director and Treasurer for Laubach since 2022. The insurance brokering takes minimal time, while the Director/Treasurer role takes a few hours per week.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
December 1997 - Present · 28 yrs 5 mos
Ameriprise Financial Services, LLC
December 1981 - Present · 44 yrs 5 mos
Ameriprise Financial Services, LLCBroker
December 1981 - Present · 44 yrs 5 mos
Previous Registrations
Ids Life Insurance CompanyBroker
December 1981 - July 2006 · 24 yrs 7 mos
Ids Financial Services INC.Broker
December 1981 - December 1986 · 5 yrs
State Registrations23 states
ARAZCACOFLIDILMAMDMNMOMTNCNENVOKORPATNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.