TC
TC

Thomas Corrigan

44 Years of Experience
Alpharetta, GA
1 DisclosureBroker

Thomas Corrigan is a registered investment advisor at Register Financial Advisors, LLC, based in Alpharetta, GA, with 44 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 1 more. Their firm serves 433 clients with $490M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14 advisors
Number of Clients
433 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$488.5M

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.50%
$250K - $500K2.00%
$500K - $1.0M1.80%
$1.0M - $2.0M1.50%
$2M+1.50%

Fees are negotiable for accounts above $2,000,001.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Alpharetta, GA

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History

Regulatory History (1)
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Regulatory
August 1987
Final
Other Business Activities

Thomas is an investment advisor at Register Financial Advisors LLC, dedicating about a quarter of his time, with about 20 hours per month during securities trading hours. He also serves as a trustee for the Fulton County Republican Party, spending minimal time outside of securities trading hours.

Employment History
Current Registrations
Register Financial Advisors, LLC
February 2012 - Present · 14 yrs 3 mos
Register Financial Associates, INC.Broker
January 2012 - Present · 14 yrs 4 mos
Register Financial Associates, INC.
January 2012 - Present · 14 yrs 4 mos
Previous Registrations
J.P. Morgan Securities LLC
December 2004 - January 2012 · 7 yrs 1 mo
J.P. Morgan Securities LLCBroker
November 2004 - January 2012 · 7 yrs 2 mos
Fahnestock Asset Management
October 2004 - November 2004 · 1 mo
Oppenheimer & CO. INC.Broker
January 2003 - November 2004 · 1 yr 10 mos
Oppenheimer & CO., INC.Broker
April 1988 - April 1995 · 7 yrs
Cibc World Markets CORP.Broker
September 1984 - January 2003 · 18 yrs 4 mos
Moseley, Hallgarten, Estabrook & Weeden, INC.Broker
October 1981 - August 1984 · 2 yrs 10 mos
State Registrations16 states
ALCACOCTFLGAMAMDMINCNJNYPASCTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Corrigan - Financial Advisor | TrueAdvisor