Ross Richards is a registered investment advisor at Morgan Stanley, based in Chicago, IL, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Willis Tower, 233 South Wacker Drive, Suite 8200 Region 5, Chicago, IL, 60606
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Regulatory History (1)
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Customer Dispute
December 2002Denied
Other Business Activities
Ross is a POA for his mother's account since 2018. He also manages an estate since 2018, dedicating minimal time to these activities.
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
March 2001 - June 2009 · 8 yrs 3 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
February 1984 - July 1993 · 9 yrs 5 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
December 1981 - October 1983 · 1 yr 10 mos
State Registrations1 state
IL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.