LD
LD
Leslie Degroot is a registered investment advisor at Morgan Stanley, based in Chicago, IL, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
233 South Wacker Drive, Suite 8600, Chicago, IL, 60606
Get directionsHistory
Regulatory History (1)
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Customer Dispute
February 2023Denied
Other Business Activities
Leslie owns a condo and receives rental income from it. This activity requires minimal time.
Employment History
Current Registrations
Morgan StanleyBroker
February 2023 - Present · 3 yrs 3 mos
Morgan Stanley
February 2023 - Present · 3 yrs 3 mos
Previous Registrations
UBS Financial Services INC.Broker
May 2008 - February 2023 · 14 yrs 9 mos
UBS Financial Services INC.
May 2008 - February 2023 · 14 yrs 9 mos
J. P. Morgan Securities INC.
September 2006 - May 2008 · 1 yr 8 mos
J.P. Morgan Securities INC.Broker
July 2006 - May 2008 · 1 yr 10 mos
Jpmorgan Securities INC
February 1999 - September 2006 · 7 yrs 7 mos
Banc One Securities CorporationBroker
February 1999 - July 2006 · 7 yrs 5 mos
First Chicago Nbd Investment Services, INC.Broker
January 1996 - February 1999 · 3 yrs 1 mo
The Machaira Group, INC.Broker
August 1994 - January 1996 · 1 yr 5 mos
Everen Securities, INC.Broker
July 1992 - July 1994 · 2 yrs
State Registrations11 states
AZCACOCTFLILNESCTNTXWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.