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ChFC
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ChFC

Kirk Haworth

Cetera Investment Advisers LLC
43 Years of Experience
Amarillo, TX
BrokerSells Insurance
View SEC Summary
View SEC Summary

Kirk Haworth is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Amarillo, TX, with 43 years of industry experience. Kirk is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

6900 I-40 West Suite 160, Amarillo, TX, 79106

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Kirk co-owns and manages a rental property, manages residential real estate through Amyx Investments and Amyx Properties, and owns The Haworth Company, a financial services firm. He also works as an independent insurance agent selling fixed insurance products and life settlements, and spends minimal time on acting.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 4 mos
Cetera Wealth Services, LLCBroker
June 2021 - Present · 5 yrs 4 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
May 2009 - June 2021 · 12 yrs 1 mo
Voya Financial Advisors, INC.Broker
July 1999 - June 2021 · 21 yrs 11 mos
Cardinal Investments, INC.Broker
March 1999 - June 1999 · 3 mos
Advantage Capital CorporationBroker
April 1998 - January 1999 · 9 mos
MML Investors Services, INC.Broker
February 1995 - May 1998 · 3 yrs 3 mos
W. S. Griffith & CO., INC.Broker
November 1993 - November 1994 · 1 yr
Phoenix Equity Planning CorporationBroker
April 1993 - November 1993 · 7 mos
Phoenix Equity Planning CorporationBroker
January 1989 - December 1992 · 3 yrs 11 mos
Philadelphia Life Asset Planning CompanyBroker
July 1986 - December 1988 · 2 yrs 5 mos
Tierra Capital CorporationBroker
August 1983 - March 1987 · 3 yrs 7 mos
Southwestern Management & Research CorporationBroker
April 1982 - July 1986 · 4 yrs 3 mos
State Registrations8 states
AZCAMNNCNMOKTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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