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Charles Knowlton

44 Years of Experience
Charleston, SC
1 DisclosureBroker

Charles Knowlton is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Charleston, SC, with 44 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

25 Calhoun Street, Suite 200, Charleston, SC, 29401

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History

Regulatory History (1)
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Customer Dispute
November 2007
Closed-No Action
Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
August 2010 - Present · 15 yrs 11 mos
Robert W. Baird & CO. IncorporatedBroker
August 2010 - Present · 15 yrs 11 mos
Previous Registrations
Morgan Stanley Smith BarneyBroker
June 2009 - August 2010 · 1 yr 2 mos
Morgan Stanley Smith Barney LLC
June 2009 - August 2010 · 1 yr 2 mos
Citigroup Global Markets INC.Broker
January 2002 - June 2009 · 7 yrs 5 mos
Citigroup Global Markets INC.
June 1998 - June 2009 · 11 yrs
The Robinson-Humphrey Company, LLCBroker
May 1998 - January 2002 · 3 yrs 8 mos
Prudential Securities IncorporatedBroker
July 1995 - May 1998 · 2 yrs 10 mos
The Robinson-Humphrey Company INC.Broker
December 1981 - July 1995 · 13 yrs 7 mos
State Registrations33 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.