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Charles Knowlton

Robert W. Baird & CO. Incorporated
44 Years of Experience
Charleston, SC
1 DisclosureBroker
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Charles Knowlton is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Charleston, SC, with 44 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 241,359 clients with $390B in assets under management.

Robert W. Baird & CO. Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2620 advisors
Number of Clients
241,359 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$394.1B

Fee Structure

Investment management only (planning not offered)

Robert W. Baird & Co. charges an ongoing annual fee for portfolio management, which is bundled with trade execution and custody services as part of a wrap fee program. The specific fee amount depends on the chosen program, strategy, and the size of your portfolio, and is generally calculated as a percentage of the assets they manage for you. Additional costs may apply if managers execute trades away from Baird or if you utilize specialized overlay services.

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Location

25 Calhoun Street, Suite 200, Charleston, SC, 29401

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2007
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
August 2010 - Present · 16 yrs 2 mos
Robert W. Baird & CO. IncorporatedBroker
August 2010 - Present · 16 yrs 2 mos
Previous Registrations
Morgan Stanley Smith BarneyBroker
June 2009 - August 2010 · 1 yr 2 mos
Morgan Stanley Smith Barney LLC
June 2009 - August 2010 · 1 yr 2 mos
Citigroup Global Markets INC.Broker
January 2002 - June 2009 · 7 yrs 5 mos
Citigroup Global Markets INC.
June 1998 - June 2009 · 11 yrs
The Robinson-Humphrey Company, LLCBroker
May 1998 - January 2002 · 3 yrs 8 mos
Prudential Securities IncorporatedBroker
July 1995 - May 1998 · 2 yrs 10 mos
The Robinson-Humphrey Company INC.Broker
December 1981 - July 1995 · 13 yrs 7 mos
State Registrations33 states
ALARAZCACOCTDCFLGAKSLAMAMDMIMNMOMTNCNJNVNYOHOKORPARISCTNVAWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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