TrueAdvisor
TrueAdvisor
JS
JS

Jason Stubbings

Robert W. Baird & CO. Incorporated
27 Years of Experience
Charleston, SC
1 DisclosureBroker
View SEC Summary
View SEC Summary

Jason Stubbings is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Charleston, SC, with 27 years of industry experience. Jason is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 241,359 clients with $390B in assets under management.

Robert W. Baird & CO. Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2620 advisors
Number of Clients
241,359 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$394.1B

Fee Structure

Investment management only (planning not offered)

Robert W. Baird & Co. charges an ongoing annual fee for portfolio management, which is bundled with trade execution and custody services as part of a wrap fee program. The specific fee amount depends on the chosen program, strategy, and the size of your portfolio, and is generally calculated as a percentage of the assets they manage for you. Additional costs may apply if managers execute trades away from Baird or if you utilize specialized overlay services.

View Full SEC Brochure

Location

25 Calhoun Street, Suite 200, Charleston, SC, 29401

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2020
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jason is the Vice President of the Charleston Referral Exchange, a business networking group, spending a few hours per week on recording referrals and member attendance. He also chairs the Investment Committee for the Carolinas District of Kiwanis International, advising on asset management, dedicating minimal time to this role.

Employment History
Current Registrations
Robert W. Baird & CO. IncorporatedBroker
September 2015 - Present · 11 yrs 1 mo
Robert W. Baird & CO. Incorporated
September 2015 - Present · 11 yrs 1 mo
Robert W. Baird & CO. Incorporated
September 2015 - Present · 11 yrs 1 mo
Previous Registrations
Wells Fargo Advisors, LLC
January 2008 - September 2015 · 7 yrs 8 mos
Wells Fargo Advisors, LLCBroker
January 2008 - September 2015 · 7 yrs 8 mos
A. G. Edwards & Sons, INC.
October 2001 - January 2008 · 6 yrs 3 mos
A. G. Edwards & Sons, INC.Broker
June 2001 - January 2008 · 6 yrs 7 mos
Morgan Stanley Dw INC.Broker
August 1999 - August 2001 · 2 yrs
State Registrations26 states
ALCACOFLGAIDINKYLAMAMDMEMINCNHNJNYOHOKPARISCTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Charleston, SC →All financial advisors in South Carolina →