KS
KS

Kevin John Stemberger

39 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
23 advisors
Number of Clients
285 clients
Average Client Portfolio
$398K average
Assets Under Management
$113.5M

Fee Structure

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Location

31550 Northwestern Highway, Ste 101, Farmington Hills, MI, 48334

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kevin is a managing member of KJ Stemberger LLC (accounting), a partner at Noble Capital Partners, LLC (DBA for Regal, taking nearly full-time), and a committee member of the National Cancer Institute Council of Research Advocates (a few hours per week). The Noble Capital Partners role is investment related.

Employment History
Current Registrations
Regal Advisory Services, INC.
March 2015 - Present · 10 yrs 11 mos
Regal Securities, INC.Broker
August 2012 - Present · 13 yrs 6 mos
Previous Registrations
Commerce Wealth Advisers, LLC
September 2010 - September 2012 · 2 yrs
Dewaay Financial Network, LLCBroker
September 2010 - September 2012 · 2 yrs
Equitas America, LLC
April 2010 - September 2010 · 5 mos
Equitas America, LLCBroker
July 2004 - September 2010 · 6 yrs 2 mos
J.W. Korth & CompanyBroker
May 1990 - July 2004 · 14 yrs 2 mos
J. W. Korth & CompanyBroker
March 1987 - May 1990 · 3 yrs 2 mos
J.W. Korth & Company, INC.Broker
March 1986 - January 1987 · 10 mos
H. C. Copeland and Associates Equities, INC.Broker
January 1982 - May 1982 · 4 mos
State Registrations10 states
AZCACOILINMIMNNCOHWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.