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CFP
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CFP

Charles Milliken

Spc
42 Years of Experience
Farmington Hills, MI
BrokerSells Insurance
View SEC Summary
View SEC Summary

Charles Milliken is a CFP-designated registered investment advisor at Spc, based in Farmington Hills, MI, with 42 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 30,916 clients with $6.1B in assets under management.

Spc
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
474 advisors
Number of Clients
30,916 clients
Average Client Portfolio
$197K average
Assets Under Management
$6.1B

Fee Structure

Minimum Investment:$5.5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum annual advisory fee is 2.50%. Advisors set their own rates for each account up to this maximum limit. A 0.15% program fee is included within the total fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

37811 West 12 Mile Rd. Suite 101, Farmington Hills, MI, 48331

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Charles sells life, health, and fixed annuity products as an independent insurance agent. He also serves as secretary of his men's golf league, prepares income tax returns, and is co-trustee of his father's trust, spending about 10-20% of his time on trust-related duties.

Employment History
Current Registrations
Spc
March 2012 - Present · 14 yrs 7 mos
Sigma Financial CorporationBroker
March 2012 - Present · 14 yrs 7 mos
Previous Registrations
LPL Financial LLCBroker
September 2009 - March 2012 · 2 yrs 6 mos
Mutual Service CorporationBroker
March 1999 - September 2009 · 10 yrs 6 mos
Titan/value Equities Group, INC.Broker
May 1989 - March 1999 · 9 yrs 10 mos
Mutual Service CorporationBroker
March 1986 - May 1989 · 3 yrs 2 mos
Pennsylvania Securities CompanyBroker
April 1984 - March 1986 · 1 yr 11 mos
State Registrations7 states
AZCOFLGAMDMIOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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