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Michael Steele

Steele Capital Management, INC.
43 Years of Experience
Dubuque, IA
1 Disclosure
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Michael Steele is a registered investment advisor at Steele Capital Management, INC., based in Dubuque, IA, with 43 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 1,644 clients with $3.5B in assets under management.

Steele Capital Management, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
15 advisors
Number of Clients
1,644 clients
Average Client Portfolio
$2.2M average
Assets Under Management
$3.5B

Fee Structure

Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Annual fee is negotiated as a percentage of assets under management, not to exceed 1.50%. Steele Capital Management may decrease its annual minimum fee and/or charge a lesser management fee in its sole discretion.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1000 Jackson Street, Suite 201, Dubuque, IA, 52001

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History

Regulatory History (1)
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Regulatory
September 1995
Final
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Other Business Activities

Michael is a passive investor in several real estate and private business ventures, including Interstate Building, LLLP, 965 Development, North Cascade Road Developers, LLC, RIC Funds, and Iowa Hawk Air. He also owns MS Hawkeye Group, spending minimal time working with a real estate agent to sell property.

Employment History
Current Registrations
Steele Capital Management, INC.
January 1999 - Present · 27 yrs 9 mos
Previous Registrations
Steele Capital Management, INC.
January 1999 - December 2002 · 3 yrs 11 mos
Robert W. Baird & CO. IncorporatedBroker
June 1989 - December 1990 · 1 yr 6 mos
Integrated Resources Equity CorporationBroker
September 1984 - February 1989 · 4 yrs 5 mos
Northwestern Mutual Investment Services, LLCBroker
January 1983 - November 2010 · 27 yrs 10 mos
State Registrations1 state
IA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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