Dugan Mclaughlin
Dugan Mclaughlin is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Knoxville, TN, with 44 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
800 S Gay St, Knoxville, TN, 37929
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Dugan is a general partner in MLC Properties and WTL Properties, both real estate partnerships, and owns Holston Manor LLC. He is also a managing member of Hurry Back Air LLC and his wife is a member of MAD Fitness, LLC, and he is a board member of Zoo Knoxville.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Previous Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
J.C. Bradford & CO.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.