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Karen Hill

Cetera Investment Advisers LLC
41 Years of Experience
Spring Lake, MI
5 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Karen Hill is a registered investment advisor at Cetera Investment Advisers LLC, based in Spring Lake, MI, with 41 years of industry experience. Karen is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

Spring Lake, MI

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
June 2005
Final
Customer Dispute
March 2005
Settled
Customer Dispute
December 2002
Settled
Customer Dispute
September 2001
Denied
Customer Dispute
December 2000
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Karen is the Owner/President of Financial Investments Services Group, Inc., a financial services DBA, and spends nearly full-time on sale and service of insurance, securities & investment products. She is also an independent insurance agent selling fixed insurance products, dedicating minimal time to this activity.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 4 mos
Cetera Wealth Services, LLCBroker
June 2021 - Present · 5 yrs 4 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
May 2014 - June 2021 · 7 yrs 1 mo
Voya Financial Advisors, INC.Broker
April 2014 - June 2021 · 7 yrs 2 mos
Newbridge Financial Services Group, INC.
February 2006 - April 2014 · 8 yrs 2 mos
Newbridge Securities CorporationBroker
February 2004 - April 2014 · 10 yrs 2 mos
Banc One Securities CorporationBroker
February 1999 - December 2002 · 3 yrs 10 mos
First Chicago Nbd Investment Services, INC.Broker
September 1996 - February 1999 · 2 yrs 5 mos
Invest Financial CorporationBroker
May 1991 - September 1996 · 5 yrs 4 mos
Roney & CO.Broker
March 1991 - May 1991 · 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1981 - May 1989 · 7 yrs 5 mos
State Registrations14 states
CAFLGAIAILINMINDNVNYOHSDTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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