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Craig Kennedy

44 Years of Experience
Denver, CO
BrokerSells Insurance

Craig Kennedy is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Denver, CO, with 44 years of industry experience. Craig operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

1873 S Bellaire St, Ste 1600, Denver, CO, 80222

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Craig may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. Craig also owns 50% of inherited farm ground and spends minimal time on this activity.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
November 2012 - Present · 13 yrs 6 mos
Northwestern Mutual Investment Services, LLCBroker
March 1982 - Present · 44 yrs 2 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
January 1993 - January 2002 · 9 yrs
State Registrations16 states
AZCACODCKSMDMIMNNCNMNYORPAVAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Craig Kennedy - Financial Advisor | TrueAdvisor