NH
CFP
NH
CFP

Nafi Hussein

44 Years of Experience
Tampa, FL
1 DisclosureBrokerSells Insurance

Nafi Hussein is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Tampa, FL, with 44 years of industry experience. Nafi operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

4030 W Boy Scout Blvd, Ste 300, Tampa, FL, 33607-5713

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2005
Denied
Other Business ActivitiesSells Insurance

Nafi works as an independent insurance broker with MetLife since 2017. The filing does not specify the amount of time committed to this activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
March 2017 - Present · 9 yrs 2 mos
Ameriprise Financial Services, LLC
March 2017 - Present · 9 yrs 2 mos
Ameriprise Financial Services, LLCBroker
March 2017 - Present · 9 yrs 2 mos
Previous Registrations
Msi Financial Services, INC.Broker
July 2002 - March 2017 · 14 yrs 8 mos
Metropolitan Life Insurance CompanyBroker
July 2002 - July 2007 · 5 yrs
1717 Capital Management Company
July 2000 - August 2002 · 2 yrs 1 mo
1717 Capital Management CompanyBroker
July 2000 - August 2002 · 2 yrs 1 mo
AXA Advisors, LLCBroker
October 1986 - September 2000 · 13 yrs 11 mos
The Equitable Life Assurance Society of the United StatesBroker
October 1986 - January 2000 · 13 yrs 3 mos
First Associated Financial Group, LTD.Broker
May 1985 - September 1986 · 1 yr 4 mos
First Realty Reserve INCBroker
February 1985 - May 1985 · 3 mos
First Investors CorporationBroker
February 1982 - January 1985 · 2 yrs 11 mos
State Registrations13 states
AZCACTFLGAILLAMAMINJNVNYTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.