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Steven Szmak is a registered investment advisor at Morgan Stanley, based in Flemington, NJ, with 44 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
200 Route 31 North, Flemington, NJ, 08822
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Regulatory History (3)
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Customer Dispute
July 2015Denied
Customer Dispute
December 2008Denied
Customer Dispute
October 1991Settled
Other Business Activities
Steven is the sole proprietor/owner of Albri, LLC, an investment-related account at Morgan Stanley, since 2014. He dedicates minimal time during and after business hours to investment decisions and advice.
Employment History
Current Registrations
Morgan StanleyBroker
September 2013 - Present · 12 yrs 8 mos
Morgan Stanley
September 2013 - Present · 12 yrs 8 mos
Previous Registrations
Wells Fargo Advisors, LLCBroker
July 2003 - September 2013 · 10 yrs 2 mos
Wells Fargo Advisors, LLC
July 2003 - September 2013 · 10 yrs 2 mos
Prudential Securities Incorporated
August 2002 - July 2003 · 11 mos
Prudential Securities IncorporatedBroker
July 1983 - July 2003 · 20 yrs
The Equitable Life Assurance Society of the United StatesBroker
January 1982 - June 1983 · 1 yr 5 mos
State Registrations26 states
AZCACOCTDCFLGAINKSMAMDMEMNNCNHNJNMNVNYOKORPASCTXUTVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.