TS
TS
Timothy Stevens
38 Years of Experience
Flemington, NJ
3 DisclosuresBroker
Timothy Stevens is a registered investment advisor at Morgan Stanley, based in Flemington, NJ, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
200 Route 31 North, Flemington, NJ, 08822
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2009Denied
Regulatory
January 1991Final
Regulatory
October 1987Final
Employment History
Current Registrations
Morgan StanleyBroker
November 2011 - Present · 14 yrs 6 mos
Morgan Stanley
November 2011 - Present · 14 yrs 6 mos
Previous Registrations
Wells Fargo Advisors, LLC
April 2005 - November 2011 · 6 yrs 7 mos
Wells Fargo Advisors, LLCBroker
April 2005 - November 2011 · 6 yrs 7 mos
Merrill Lynch Pierce Fenner & Smith INC.
February 2003 - April 2005 · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1998 - April 2005 · 6 yrs 6 mos
The Gms Group, L.L.C.Broker
April 1989 - September 1998 · 9 yrs 5 mos
Jonathan Alan & CO., INC.Broker
March 1989 - April 1989 · 1 mo
Underhill Associates, IncorporatedBroker
September 1987 - March 1990 · 2 yrs 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.