EH
CFA
EH
CFA

Edward Hynes

39 Years of Experience
Stamford, CT
Broker

Edward Hynes is a CFA-designated registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Stamford, CT, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

301 Tresser Blvd, Stamford, CT, 06901

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Edward is a director for Celebrate the Beat and the Rowayton Historical Society, both charitable organizations, dedicating minimal time to each. He also serves as an executor for an estate, spending minimal time on it annually.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2012 - Present · 14 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2012 - Present · 14 yrs 4 mos
Previous Registrations
Morgan Stanley Smith BarneyBroker
July 2009 - March 2012 · 2 yrs 8 mos
Morgan Stanley Smith Barney LLC
July 2009 - March 2012 · 2 yrs 8 mos
Princor Financial Services Corporation
September 2007 - December 2007 · 3 mos
Princor Financial Services CorporationBroker
August 2007 - December 2007 · 4 mos
Princor Financial Services CorporationBroker
May 2007 - July 2007 · 2 mos
Farm Creek Securities, LLC
May 2006 - August 2007 · 1 yr 3 mos
Farm Creek Securities, LLCBroker
January 2004 - August 2007 · 3 yrs 7 mos
UBS Warburg LLCBroker
June 1998 - September 2001 · 3 yrs 3 mos
Sbc Warburg Dillon Read INC.Broker
September 1997 - June 1998 · 9 mos
Sbc Warburg, INC.Broker
January 1995 - September 1997 · 2 yrs 8 mos
Sbci Swiss Bank Corporation Investment Banking INC.Broker
November 1992 - January 1995 · 2 yrs 2 mos
Sbc Government Securities INCBroker
August 1992 - November 1992 · 3 mos
Cs First Boston CorporationBroker
August 1986 - August 1991 · 5 yrs
Lehman Brothers Kuhn Loeb IncorporatedBroker
December 1981 - June 1984 · 2 yrs 6 mos
Shearson Lehman Brothers INC.Broker
November 1981 - July 1986 · 4 yrs 8 mos
State Registrations14 states
AZCACTFLHIKSMANCNJNMNYOHRITX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Edward Hynes - Financial Advisor | TrueAdvisor