Richard Neuman
Richard Neuman is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Stamford, CT, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
301 Tresser Blvd, Stamford, CT, 06901
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Regulatory History (1)
Customer Dispute
January 2024Other Business Activities
Richard is involved with the George Children's Trust in Bedford, NY and Watch Hill, RI, but dedicates no time to it. He is also involved with Two Roads Brewing Company LLC as a trustee for his nephews' ownership through the George Children's Trust, but has no responsibilities and dedicates no time to it.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations41 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.