Michael Hartlett
Michael Hartlett is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in East Petersburg, PA, with 44 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
2013 State Street, East Petersburg, PA, 17520
Get directionsHistory
Regulatory History (5)
Regulatory
October 2021Customer Dispute
July 2009Customer Dispute
July 2009Customer Dispute
August 2005Customer Dispute
August 2001Other Business Activities
Michael is an advisor with International Assets Investment Management LLC and President of Financial Network Agency. He also serves on the board of the Lancaster Masonic Center and as a trustee and secretary for several Masonic organizations, dedicating minimal time to these roles.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
International Assets Investment Management, LLC
International Assets Advisory, LLCBroker
LPL Financial LLC
LPL Financial LLCBroker
Invest Financial Corporation
Invest Financial CorporationBroker
Financial Network Investment Corporation
Financial Network Advisory INC.
Financial Network Investment CorporationBroker
Keogler, Morgan & Company, INC.Broker
Fsc Securities CorporationBroker
Ids Marketing CorporationBroker
Ids Financial Services INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.