Arthur Nicodemus
Arthur Nicodemus is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Aledo, TX, with 44 years of industry experience. Arthur is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
Aledo, TX
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2008Other Business ActivitiesSells Insurance
Arthur is an independent insurance agent selling life, health, and disability insurance and annuities, dedicating about half his time to this activity. He also serves as a personal representative for his deceased sister's estate, spending a few hours per week on this.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Madison Avenue Securities, LLC
Madison Avenue Securities, LLC
Madison Avenue Securities, LLCBroker
Ing Financial Partners, INC.Broker
Locust Street Securities, INC.Broker
Bma Financial Services, INC.Broker
MML Investors Services, INC.Broker
Mutual Benefit Financial Service CompanyBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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