RD
RD

Robert Disman

44 Years of Experience
Las Vegas, NV
1 DisclosureBroker

Robert Disman is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Las Vegas, NV, with 44 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

9205 W Russell Rd, Ste 240, Las Vegas, NV, 89148

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2017
Settled
Other Business Activities

Robert is the owner and branch manager of Robert Disman and Associates. He dedicates minimal time to this support company.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
November 2009 - Present · 16 yrs 6 mos
Raymond James Financial Services, INC.
October 2009 - Present · 16 yrs 7 mos
Raymond James Financial Services, INC.Broker
October 2009 - Present · 16 yrs 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2000 - October 2009 · 9 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2000 - October 2009 · 9 yrs 9 mos
Painewebber IncorporatedBroker
June 1992 - February 2000 · 7 yrs 8 mos
Shearson Lehman Hutton INC.Broker
April 1988 - May 1988 · 1 mo
Dean Witter Reynolds INC.Broker
March 1988 - June 1992 · 4 yrs 3 mos
E. F. Hutton & Company INCBroker
April 1982 - April 1988 · 6 yrs
Wedbush, Noble, Cooke, INCBroker
December 1981 - May 1982 · 5 mos
State Registrations22 states
ALARAZCACOFLHIILINLAMDMTNJNVNYORPASCTXUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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