Nick Singh
Nick Singh is a CFP-designated registered investment advisor at LPL Financial LLC, based in Southfield, MI, with 44 years of industry experience. Nick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
2000 Town Center Ste 1395, Southfield, MI, 48075
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
August 1992Other Business ActivitiesSells Insurance
Nick sells non-variable insurance, dedicating minimal time to it. He also operates under the DBA Commonwealth Financial Group for his LPL business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Executive Wealth Management, LLC
Invest Financial Corporation
Invest Financial CorporationBroker
Royal Alliance Associates, INC.Broker
Portfolio Asset Mgt/usa Financial Group INC.Broker
USA Financial Group, INC.Broker
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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