BA
BA

Bradley Augustine

14 Years of Experience
Southfield, MI
1 DisclosureBrokerSells Insurance

Bradley Augustine is a registered investment advisor at LPL Financial LLC, based in Southfield, MI, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

28411 Northwestern Hwy #1200, Southfield, MI, 48034

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2016
Denied
Other Business ActivitiesSells Insurance

Bradley operates several DBAs for his LPL business, including America Group Retirement Strategy Centers, Hollander & Lone, LLC, Mercury Capital Group, and Sherman Private Wealth Management. He also works with Visionary Marketing Group selling life and disability insurance, dedicating a few hours per week to this activity.

Employment History
Current Registrations
LPL Financial LLC
December 2014 - Present · 11 yrs 5 mos
LPL Financial LLCBroker
December 2014 - Present · 11 yrs 5 mos
Previous Registrations
Larson Financial Group, LLC
August 2012 - December 2014 · 2 yrs 4 mos
Larson Financial Securities, LLCBroker
August 2012 - December 2014 · 2 yrs 4 mos
Scottrade, INC.Broker
September 2011 - August 2012 · 11 mos
State Registrations31 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.