Paul Thomas is a CFP, ChFC-designated registered investment advisor, based in New Braunfels, TX, with 40 years of industry experience.
Location
672 Ridge Hill Drive, Ste A, New Braunfels, TX, 78130
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Paul is an agent/broker selling fixed insurance products since 1975, dedicating minimal time to this activity. He also sells fixed insurance with various companies as an insurance agent.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Slgg Financial and Insurance Services, LLC
Securian Financial Services, INC.
Slgg Financial and Insurance Services, LLCBroker
Nshd Financial and Insurance Services, LLCBroker
Worthmark Financial Services, LLCBroker
Securian Financial Services, INC.Broker
Consolidated Resources, INC.Broker
Mimlic Sales CorporationBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.