Ronald Dawson
Ronald Dawson is a ChFC-designated registered investment advisor at LPL Financial LLC, based in New Braunfels, TX, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
672 Ridge Hill Drive, Ste A, New Braunfels, TX, 78130
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2007Customer Dispute
February 1993Other Business Activities
Ronald is the owner of IFS Advisors LLC since 2007. He also serves on the advisory board for the Rotary Club, dedicating a few hours per week to club communications, attendance, and board decisions.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
Nylife Securities INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.