Mark Carlson
Mark Carlson is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Saint Petersburg, FL, with 44 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
200 Central Ave, Saint Petersburg, FL, 33701
Get directionsHistory
Regulatory History (9)
Customer Dispute
May 2021Customer Dispute
November 2006Customer Dispute
June 1992Regulatory
April 1991Customer Dispute
December 1990Customer Dispute
January 1988Customer Dispute
December 1985Customer Dispute
December 1985Customer Dispute
October 1985Other Business Activities
Mark owns rental property since 1973, spending minimal time on it. His duties include collecting rent and maintaining the property.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
State Registrations47 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.