David House
David House is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Saint Petersburg, FL, with 8 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
200 Central Ave, Saint Petersburg, FL, 33701
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Regulatory History (1)
Customer Dispute
April 2022Other Business Activities
David owns House Family Homestead, a sole proprietorship established for agricultural exemptions related to his personal land and cattle, dedicating minimal time. He is also a board member at Merrill Lynch Wealth Management Center, spending minimal time yearly to facilitate communication between the industry and finance students/faculty.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Hancock Whitney Investment Services INC.
Hancock Whitney Investment Services INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.