NG
NG
Nick Garris
44 Years of Experience
Calabasas, CA
1 Disclosure
Nick Garris is a registered investment advisor at Triagen Wealth Management LLC, based in Calabasas, CA, with 44 years of industry experience. Nick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 351 clients with $540M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
351 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$535.2M
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Annual portfolio management fee will not exceed 1.5% and is negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
23801 Calabasas Road, Suite 1010, Calabasas, CA, 91302
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2008Settled
Employment History
Current Registrations
Triagen Wealth Management LLC
May 2020 - Present · 6 yrs
Previous Registrations
UBS Financial Services INC.
December 2008 - May 2020 · 11 yrs 5 mos
UBS Financial Services INC.Broker
December 2008 - May 2020 · 11 yrs 5 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - December 2008 · 1 yr 8 mos
Morgan Stanley & CO. Incorporated
April 2007 - December 2008 · 1 yr 8 mos
Morgan Stanley
July 1997 - April 2007 · 9 yrs 9 mos
Morgan Stanley Dw INC.Broker
December 1981 - April 2007 · 25 yrs 4 mos
State Registrations2 states
CATX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.