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Mark Redman

Transamerica Financial Advisors, LLC
44 Years of Experience
Orange, CA
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Mark Redman is a registered investment advisor at Transamerica Financial Advisors, LLC, based in Orange, CA, with 44 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 42,735 clients with $2.1B in assets under management.

Transamerica Financial Advisors, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
1118 advisors
Number of Clients
42,735 clients
Average Client Portfolio
$49K average
Assets Under Management
$2.1B

Fee Structure

Minimum Investment:$10
Investment management only (planning not offered)
Minimum Annual Fee:$35

Transamerica Financial Advisors (TFA) offers several investment management programs, including:

  • Third-Party Money Management Programs: TFA Advisors can connect you with third-party money managers (TPMMs) who manage model portfolios. Fees are specific to the TPMM you select.
  • Transamerica® ONE Wealth Management Platform: This is a wrap fee program with a single fee for services. The total annual program fee does not exceed 2.0%.
  • Transamerica® ALPHA Digital Investment Program: This program uses Betterment's platform. The total annual advisory fee ranges from 0.65% to 0.95%.
  • TFA365 Advisory Program: This is a wrap fee program. The total annual program fee does not exceed 2.75%. A minimum annual account fee applies to accounts that fall below the program account minimum. For the Strategist Program and the Unified Managed Account Program, the minimum annual account fee is $35 (account minimum: $25,000). For the Separately Managed Account Program, the minimum annual account fee is $150 (account minimum: $100,000).
View Full SEC Brochure

Location

765 the City Drive S., Suite 440, Orange, CA, 92868

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
May 2024
Final
Customer Dispute
February 2016
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Mark sells insurance and non-insurance products for companies affiliated with Transamerica Financial Advisors, Inc. Mark also owns Mark Redman Insurance, selling individual and group life and health insurance, Medicare supplements, and dental/vision plans, dedicating minimal time. He also refers clients to Net Law Group Inc. and Legacy Shield.

Employment History
Current Registrations
Transamerica Financial Advisors, LLC
January 2012 - Present · 14 yrs 9 mos
Transamerica Financial Advisors, LLCBroker
January 2012 - Present · 14 yrs 9 mos
Previous Registrations
Investment Advisors International, INC.
July 2006 - January 2012 · 5 yrs 6 mos
Intersecurities, INC.
April 2006 - August 2006 · 4 mos
World Group Securities, INC.Broker
April 2002 - January 2012 · 9 yrs 9 mos
Wma Securities, INC.Broker
June 1994 - April 2002 · 7 yrs 10 mos
Intersecurities, INC.Broker
November 1991 - June 1994 · 2 yrs 7 mos
First American National Securities, INC.Broker
January 1982 - November 1991 · 9 yrs 10 mos
State Registrations9 states
AZCAGAIDMASCTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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