KM
KM

Kevin Mccarthy

42 Years of Experience
Pasadena, CA
Broker

Kevin Mccarthy is a registered investment advisor at Raymond James & Associates, INC., based in Pasadena, CA, with 42 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

301 North Lake Avenue, Suite 1150, Pasadena, CA, 91101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kevin has a TV consulting hobby through Baz Media, focused on TV advertising for soccer and hockey, that pays him nothing. This takes minimal time.

Employment History
Current Registrations
Raymond James & Associates, INC.
December 2012 - Present · 13 yrs 5 mos
Raymond James & Associates, INC.Broker
December 2012 - Present · 13 yrs 5 mos
Previous Registrations
Crowell, Weedon & CO.
June 2007 - December 2012 · 5 yrs 6 mos
Crowell, Weedon & CO.Broker
December 2006 - December 2012 · 6 yrs
Seidler Investment Advisors Incorporated
December 2001 - December 2006 · 5 yrs
The Seidler Companies IncorporatedBroker
July 2001 - December 2006 · 5 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1995 - July 2001 · 5 yrs 11 mos
Locust Street Securities, INC.Broker
July 1994 - September 1994 · 2 mos
Lpm Investment Services, INCBroker
December 1993 - June 1994 · 6 mos
Ascher/decision Services, INC.Broker
September 1993 - December 1993 · 3 mos
Associated Planners Securities CorporationBroker
May 1990 - February 1993 · 2 yrs 9 mos
E.I. Sales, INC.Broker
May 1989 - May 1990 · 1 yr
Cambio Securities CorporationBroker
April 1989 - May 1990 · 1 yr 1 mo
E.A.C. Securities, LTD.Broker
May 1983 - May 1989 · 6 yrs
August Marketing CorporationBroker
November 1982 - April 1989 · 6 yrs 5 mos
E.A.C. Securities, LTD.Broker
March 1982 - October 1982 · 7 mos
State Registrations21 states
AZCACOFLGAIDINMAMIMTNCNVNYOHORRISCTXUTWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.