Smart Investments Advisory Incorporated manages investment portfolios for individuals, families, businesses, and non-profit organizations. Founded in 1991 and based in Redlands, California, the registered investment advisor builds tailored portfolios primarily using exchange-traded funds and mutual funds that match each client's specific risk profile and investment goals. Smart Investments creates an individualized investment policy statement for every client and manages portfolios on a direct basis while utilizing LPL Financial for custody and trade execution. The team includes experienced professionals with backgrounds in economics and financial services who conduct regular portfolio reviews and meet with clients annually.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.50% |
| $100K - $250K | 1.25% |
| $250K - $500K | 1.00% |
| $500K - $2.0M | 0.88% |
| $2M+ | 0.75% |
Schedule shown is for equity and allocation programs. Fixed income programs have a separate schedule starting at 0.50% for under $250K down to 0.25% for over $3M. Fees are guidelines and are negotiable.