Frank Shields
Frank Shields is a registered investment advisor at Capital Investment Advisory Services, LLC, based in Raleigh, NC, with 44 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 5,673 clients with $1.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The standard fee is 2% annually, but it may be negotiable. CIAS may also recommend third-party managed accounts, where fees are determined by the third-party provider, but the total combined advisory fee should not exceed 2%.
Fee Estimator
Location
100 E. Six Forks Road, Suite 200, Raleigh, NC, 27609
Get directionsHistory
Regulatory History (2)
Judgment / Lien
June 2013Judgment / Lien
November 2012Employment History
Current Registrations
Capital Investment Advisory Services, LLC
Capital Investment Brokerage, INC.Broker
Previous Registrations
Cic Advisers, LLC
Capital Investment Group, INC.Broker
First Montauk Securities CORP.Broker
Wheat, First Securities, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.