James Tharin is a CFA-designated registered investment advisor at Emerald Asset Management, INC., based in Rocky Mount, NC, with 25 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Education Planning, and 6 more. Their firm serves 170 clients with $120M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.45% |
| $500K - $1.0M | 1.35% |
| $1.0M - $2.0M | 1.25% |
| $2.0M - $5.0M | 1.15% |
| $5M+ | 1.00% |
Fees are billed quarterly in advance. Fees are negotiable depending on account size, client needs, and situation complexity. Cash management strategies have separate schedules (0.25% for money market only, 1.00% for money market, CDs, and short-term fixed income).
Fee Estimator
Location
2343 Professional Drive, Suite B, Rocky Mount, NC, 27804
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James owns rental property since 1998 and is a passive investor, dedicating minimal time to it. He is also a member of the CFA North Carolina Society and a voting board member of the Rocky Mount Planning Board, dedicating minimal time to each.
Employment History
Current Registrations
Emerald Asset Management, INC.
Previous Registrations
Emerald Investment Partners, LLC
Wells Fargo Advisors, LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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