DH
DH

Donald Harivel

43 Years of Experience
Boca Raton, FL
Broker

Donald Harivel is a registered investment advisor, based in Boca Raton, FL, with 43 years of industry experience.

Location

Boca Raton, FL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
February 2026 - Present · 5 mos
Cambridge Investment Research, INC.
February 2026 - Present · 5 mos
Cambridge Investment Research, INC.Broker
February 2026 - Present · 5 mos
Previous Registrations
LPL Financial LLCBroker
May 2025 - February 2026 · 9 mos
LPL Financial LLC
May 2025 - February 2026 · 9 mos
Grove Point Advisors, LLC
October 2022 - May 2025 · 2 yrs 7 mos
Grove Point Investments, LLCBroker
October 2022 - May 2025 · 2 yrs 7 mos
LPL Financial LLC
February 2018 - October 2022 · 4 yrs 8 mos
LPL Financial LLCBroker
February 2018 - October 2022 · 4 yrs 8 mos
Sii Investments, INC.Broker
December 2004 - February 2018 · 13 yrs 2 mos
Sii Investments, INC.
December 2004 - February 2018 · 13 yrs 2 mos
Walnut Street Securities, INC.
August 2003 - January 2005 · 1 yr 5 mos
Walnut Street Securities, INC.Broker
August 2003 - January 2005 · 1 yr 5 mos
Nathan & Lewis Securities, INC.
May 2001 - August 2003 · 2 yrs 3 mos
Nathan & Lewis Securities, INC.Broker
March 1997 - August 2003 · 6 yrs 5 mos
Equity Services, INC.Broker
April 1989 - March 1997 · 7 yrs 11 mos
Aetna Life Insurance and Annuity CompanyBroker
July 1986 - January 1989 · 2 yrs 6 mos
Integrated Resources Equity CorporationBroker
June 1986 - December 1988 · 2 yrs 6 mos
Cardell & Associates, IncorporatedBroker
May 1982 - December 1985 · 3 yrs 7 mos
State Registrations2 states
FLNJ
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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