Steven Geraghty
Steven Geraghty is a registered investment advisor at Morgan Stanley, based in Rolling Hills Estates, CA, with 44 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
609 Deep Valley Drive, Suite 400, Rolling Hills Estates, CA, 90274
Get directionsHistory
Regulatory History (4)
Customer Dispute
May 1997Customer Dispute
May 1996Customer Dispute
October 1995Customer Dispute
November 1991Other Business Activities
Steven is the president of MIC, an S-Corp that owns a warehouse, since 2008. He spends minimal time on this activity outside of business hours.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Prudential Securities IncorporatedBroker
Drexel Burnham Lambert IncorporatedBroker
Shearson Lehman/american Express INC.Broker
State Registrations33 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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