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Todd Lubin
20 Years of Experience
Rolling Hills Estates, CA
1 DisclosureBroker
Todd Lubin is a registered investment advisor at Morgan Stanley, based in Rolling Hills Estates, CA, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
609 Deep Valley Drive, Suite 400, Rolling Hills Estates, CA, 90274
Get directionsHistory
Regulatory History (1)
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Customer Dispute
May 2005Settled
Employment History
Current Registrations
Morgan Stanley
June 2010 - Present · 15 yrs 11 mos
Morgan StanleyBroker
June 2010 - Present · 15 yrs 11 mos
Previous Registrations
Chase Investment Services CORP.Broker
May 2009 - June 2010 · 1 yr 1 mo
Chase Investment Services CORP.
May 2009 - June 2010 · 1 yr 1 mo
Wamu Investments, INC.Broker
January 2009 - May 2009 · 4 mos
Wamu Investments, INC.
January 2009 - May 2009 · 4 mos
Unionbanc Investment Services, LLC
July 2007 - August 2007 · 1 mo
Unionbanc Investment Services, LLCBroker
May 2007 - August 2007 · 3 mos
Arque Capital, LTD.Broker
February 2007 - March 2007 · 1 mo
Charles Schwab & CO., INC.Broker
December 2005 - August 2006 · 8 mos
AXA Advisors, LLCBroker
July 2004 - December 2005 · 1 yr 5 mos
American Express Financial Advisors INC.Broker
October 2003 - June 2004 · 8 mos
Ids Life Insurance CompanyBroker
October 2003 - January 2004 · 3 mos
Mfs Fund Distributors, INC.Broker
March 2003 - July 2003 · 4 mos
State Registrations21 states
AKAZCACODEFLGAILKSMONENVNYOKORSCTNTXUTWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.