RB
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Richard Brusca
44 Years of Experience
Palm Beach Gardens, FL
3 DisclosuresBroker
Richard Brusca is a registered investment advisor at Wells Fargo Advisors, based in Palm Beach Gardens, FL, with 44 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
3825 Pga Boulevard, Ste 601, Palm Beach Gardens, FL, 33410
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2014Denied
Customer Dispute
January 1999Settled
Customer Dispute
June 1998Award / Judgment
Other Business Activities
Richard has 100% ownership in Omega Chapter Inc. This activity is investment-related but requires minimal time.
Employment History
Current Registrations
Wells Fargo Advisors
November 2023 - Present · 2 yrs 6 mos
Wells Fargo Advisors Financial Network, LLCBroker
November 2023 - Present · 2 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
July 2003 - November 2023 · 20 yrs 4 mos
Wells Fargo Clearing Services, LLC
July 2003 - November 2023 · 20 yrs 4 mos
Prudential Securities IncorporatedBroker
October 2000 - July 2003 · 2 yrs 9 mos
Prudential Securities Incorporated
October 2000 - July 2003 · 2 yrs 9 mos
Salomon Smith Barney INC.Broker
July 1993 - October 2000 · 7 yrs 3 mos
Lehman Brothers INC.Broker
July 1991 - July 1993 · 2 yrs
Painewebber IncorporatedBroker
June 1987 - July 1991 · 4 yrs 1 mo
Dean Witter Reynolds INC.Broker
August 1984 - July 1987 · 2 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1982 - June 1984 · 2 yrs 5 mos
State Registrations29 states
ARAZCACOCTDCFLGAIAIDILLAMAMDMIMONCNHNJNMNYOHPARISCTXVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.