Werner Maiwald is a registered investment advisor at Supreme Alliance LLC, based in Charlotte, NC, with 39 years of industry experience. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 78 clients with $18M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SALLC offers managed account programs where clients pay a single fee for portfolio management services. The fees are calculated quarterly. SALLC representatives customize investment portfolios based on the client's risk tolerance and investment objectives. SALLC has full discretion over client accounts, but clients can limit this authority in writing. The minimum initial investment is $25,000.
Location
Charlotte, NC
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Regulatory History (2)
Regulatory
May 2021Employment Separation After Allegations
August 2020Other Business Activities
Werner is a Managing Director at Renaissance Wealth Planning, LLC since January 2022, dedicating about a quarter of his time to managing client investment accounts. He is compensated by fees and does not engage in private security transactions.
Employment History
Current Registrations
Supreme Alliance LLC
Supreme Alliance LLC
Supreme Alliance LLCBroker
Previous Registrations
Lincoln Financial Securities CorporationBroker
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Investors Capital Advisory
Investors Capital CORP.Broker
MML Investors Services, INC.Broker
Primevest Financial Services, INC.
Primevest Financial Services, INC.Broker
Commonwealth Financial NetworkBroker
MML Investors Services, INC.Broker
Hornor, Townsend & Kent, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
New England Securities CorporationBroker
Mony Securities CORP.Broker
The Mutual Life Insurance Company of New YorkBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.