Lisa Davis is a registered investment advisor at Morgan Stanley, based in Pasadena, CA, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
55 South Lake Avenue Pasadena Towers - Tower II, Suite 700, Pasadena, CA, 91101
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Regulatory History (3)
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Customer Dispute
February 2003Settled
Regulatory
December 1988Final
Customer Dispute
December 1988Award / Judgment
Other Business Activities
Lisa is the owner/inventor of Collar Loc since 2018. She spends minimal time on this investment-related service.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
October 2002 - June 2009 · 6 yrs 8 mos
Citigroup Global Markets INC.Broker
September 1984 - June 2009 · 24 yrs 9 mos
Parker, Alexander & CO. IncorporatedBroker
June 1983 - November 1984 · 1 yr 5 mos
Blumenthal Securities, INC.Broker
January 1983 - July 1983 · 6 mos
Shearson/american Express INC.Broker
September 1982 - October 1982 · 1 mo
State Registrations20 states
AZCACOCTDCFLGAHIINMNNCNJNMNVNYORSCUTVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.