David Warrick
David Warrick is a CFP-designated registered investment advisor at Integrity Alliance, LLC, based in Urbandale, IA, with 41 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 14,148 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Integrity Alliance offers investment management through various programs.
Edge Program:
- Fees include a program fee (up to 0.35% annually), an advisor fee (up to 2.00% annually), and potential third-party sub-advisor fees.
Select Program:
- Fees range from 1.00% to 2.80% annually on the first $1,000,000, 1.00% to 2.20% on the next $2,000,000, and 0.50% to 1.75% on assets over $3,000,000.
- A 0.10% trading platform fee is added to the maximum account fee for accounts with the broker-dealer arm.
Fees are assessed on all assets, including cash and money market balances. Margin accounts may incur additional fees. Fees are typically charged quarterly in advance, pro-rated for mid-quarter openings, and adjusted for significant deposits or withdrawals.
Location
4135 NW Urbandale Dr, Urbandale, IA, 50322
Get directionsHistory
Regulatory History (1)
Criminal
May 1978Other Business ActivitiesSells Insurance
David is a CFP providing tax preparation services through J.C. Warrick & Company, Inc., dedicating about 10-20% of his time. He is also an insurance agent selling fixed, disability, health, life, employee benefits, and long-term care insurance, also dedicating about 10-20% of his time.
Employment History
Current Registrations
Integrity Alliance, LLC
Previous Registrations
Brokers International Financial Services, LLC.Broker
Questar Capital CorporationBroker
Questar Asset Management, INC.
Brokersxpress LLC
Brokersxpress LLCBroker
J.C. Warrick & CO. INC.
Emmett a Larkin Company, INC.Broker
Sunpoint Securities, INC.Broker
Tucker Anthony IncorporatedBroker
Gruntal & CO. IncorporatedBroker
Herzfeld & Stern INC.Broker
Drexel Burnham Lambert IncorporatedBroker
Bi-Planning Security CORP. of N. Y.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.