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Bradley Kastan

Janney Montgomery Scott LLC
44 Years of Experience
Columbus, OH
4 DisclosuresBroker
View SEC Summary
View SEC Summary

Bradley Kastan is a registered investment advisor at Janney Montgomery Scott LLC, based in Columbus, OH, with 44 years of industry experience. Bradley is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 243,808 clients with $110B in assets under management.

Janney Montgomery Scott LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1340 advisors
Number of Clients
243,808 clients
Average Client Portfolio
$452K average
Assets Under Management
$110.1B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5.0M - $10.0M2.00%
$10.0M - $25.0M2.00%
$25M+2.00%

Fees represent maximum financial advisor fees; additional third-party manager sub-advisory fees may apply depending on the program. All fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1070 Yard Street, Columbus, OH, 43212

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
April 1993
Final
Regulatory
March 1993
Final
Customer Dispute
April 1987
Settled
Customer Dispute
December 1985
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Bradley serves on the Board of Trustees for both Agudas Achim Synagogue and The Ohio State University. These roles are not investment-related, uncompensated, and take about 10-20% of Bradley's time.

Employment History
Current Registrations
Janney Montgomery Scott LLC
August 2022 - Present · 4 yrs 2 mos
Janney Montgomery Scott LLCBroker
August 2022 - Present · 4 yrs 2 mos
Previous Registrations
Raymond James & Associates, INC.Broker
September 2013 - August 2022 · 8 yrs 11 mos
Raymond James & Associates, INC.
September 2013 - August 2022 · 8 yrs 11 mos
J.P. Morgan Securities LLC
February 2006 - September 2013 · 7 yrs 7 mos
J.P. Morgan Securities LLCBroker
January 2006 - September 2013 · 7 yrs 8 mos
UBS Financial Services INC.
August 2000 - February 2006 · 5 yrs 6 mos
UBS Financial Services INC.Broker
March 1991 - February 2006 · 14 yrs 11 mos
Dean Witter Reynolds INC.Broker
March 1988 - March 1991 · 3 yrs
Shearson Lehman Hutton INC.Broker
February 1988 - May 1988 · 3 mos
E. F. Hutton & Company INCBroker
March 1985 - February 1988 · 2 yrs 11 mos
Prescott, Ball & Turben, INC.Broker
November 1981 - March 1985 · 3 yrs 4 mos
State Registrations13 states
CACOFLGAILINMINCNYOHPAUTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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