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James Osborne

Wells Fargo Advisors
44 Years of Experience
Springfield, OR
3 DisclosuresBroker
View SEC Summary
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James Osborne is a registered investment advisor at Wells Fargo Advisors, based in Springfield, OR, with 44 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4242 advisors
IM Fee
Planning only
Assets Under Management
$252.3B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

400 International Way, Suite 110 1st Fl, Springfield, OR, 97477

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2000
Award / Judgment
Customer Dispute
July 1999
Settled
Customer Dispute
July 1991
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
May 2025 - Present · 1 yr 5 mos
Wells Fargo Advisors Financial Network, LLC
May 2025 - Present · 1 yr 5 mos
Wells Fargo Advisors Financial Network, LLCBroker
May 2025 - Present · 1 yr 5 mos
Previous Registrations
Wells Fargo Advisors
March 2024 - May 2025 · 1 yr 2 mos
Wells Fargo Clearing Services, LLCBroker
March 2024 - May 2025 · 1 yr 2 mos
Ameriprise Financial Services, LLC
December 2014 - April 2024 · 9 yrs 4 mos
Ameriprise Financial Services, LLCBroker
November 2014 - April 2024 · 9 yrs 5 mos
Wells Fargo Advisors, LLC
March 2000 - December 2014 · 14 yrs 9 mos
Wells Fargo Advisors, LLCBroker
December 1997 - December 2014 · 17 yrs
Prudential Securities IncorporatedBroker
January 1984 - December 1997 · 13 yrs 11 mos
Paine, Webber, Jackson & Curtis INC.Broker
March 1982 - October 1983 · 1 yr 7 mos
State Registrations10 states
AZCACOFLMIMTORTNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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