Robert Donlan
Robert Donlan is a CFP-designated registered investment advisor at LPL Financial LLC, based in Plattsburgh, NY, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
40 Brinkerhoff Street, Plattsburgh, NY, 12901
Get directionsHistory
Regulatory History (11)
Customer Dispute
June 2021Customer Dispute
October 2020Customer Dispute
January 2012Customer Dispute
November 2004Customer Dispute
January 2003Customer Dispute
April 1995Customer Dispute
January 1995Customer Dispute
September 1994Customer Dispute
June 1994Customer Dispute
November 1993Customer Dispute
July 1992Other Business Activities
Robert operates Donlan Wealth Management as a DBA for his LPL business, dedicating nearly full-time hours to it. He also volunteers with the Rotary Club of Plattsburgh and manages two real estate rental businesses, RMSJ Properties LLC and Robert Donlan LLC, spending minimal time on each.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ic Advisory Services, INC.
The Investment Center, INC.Broker
Next Financial Group, INC.Broker
Windham Financial Services, INC.Broker
Marketing One Securities, INC.Broker
Darwood Associates IncorporatedBroker
Painewebber IncorporatedBroker
E. F. Hutton & Company INCBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.