George Keith
George Keith is a registered investment advisor at Janney Montgomery Scott LLC, based in Darien, CT, with 36 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.
Location
800 Post Road, 2nd Floor, Darien, CT, 06820
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Regulatory History (1)
Customer Dispute
March 2018Other Business Activities
George is involved with Habitat for Humanity Coastal Fairfield County, a charitable organization, since 2014. He oversees the board and plans strategy with the CEO, dedicating a few hours per week.
Employment History
Current Registrations
Janney Montgomery Scott LLC
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Previous Registrations
Westport Resources Investment Services, INC.Broker
National Financial Services LLCBroker
Alliancebernstein Investment Research and Management, INC.Broker
Kemper Distributors, INC.Broker
Mitchell Hutchins Asset Management INC.Broker
Painewebber IncorporatedBroker
State Registrations39 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.